Senior Compliance Manager – Client Solutions


We have an exciting career opportunity at the center of a rapidly growing global asset management firm. The Senior Compliance Manger will be part of the client solutions compliance team and will play an integral part of supporting client-facing activities for the public markets business.
At Macquarie, we are working to create lasting value for our communities, our clients and our people. We are a global financial services group operating in 34 markets and with 54 years of unbroken profitability. Youll be part of a supportive team where everyone – no matter what role – contributes ideas and drive outcomes.
What role will you play?
The Senior Compliance Manager, Client Solutions will work under the general direction of the Head of Compliance, Client Solutions and will support the client-facing activities for the public markets business of Macquarie Asset Management. Key responsibilities of your role include reviewing sales and marketing materials, managing compliance associates, and supporting the compliance program of the firms limited purpose broker Delaware Distributors, specifically efforts relating to sales practices.
What you offer
Minimum of 7 to 10 years relevant experience in addition to a Bachelors degree in finance, business, or a related field.
Proficient with relevant SEC and FINRA regulation in addition to the Series 7 and Series 24 licensures.
Experience with electronic document management and workflow software/systems such as Admaster Redoak.
Experience working in a global environment preferred with a proven track record of developing and managing a team, establishing, and maintaining relationships with key stakeholders, and collaborating with colleagues across functions and geographies.
Excellent written and oral communication skills; capable of synthesizing, condensing, and conveying complex regulatory and policy information to key stakeholders in clear and simple terms.
Macquarie employees can access a wide range of benefits which, depending on eligibility criteria and location, include:
Hybrid and flexible working arrangements
One wellbeing leave day per year and minimum 25 days of annual leave
Primary caregivers are eligible for 20 weeks paid leave along with 12 days of transition leave upon return to work and 6 weeks paid leave for secondary caregivers
Paid volunteer leave and donation matching
Range of benefits to support your physical, psychological and financial wellbeing
Employee Assistance Program, a robust behavioral health network with counseling and coaching services
Recognition and service awards
About Macquarie Asset Management
In Macquarie Asset Management, you will join a global asset manager that aims to deliver positive impact for everyone. Join a team that is trusted by institutions, pension funds, governments, and individuals to manage billions in assets globally. We provide access to specialist investment expertise across a range of capabilities including fixed income, equities, multi-asset solutions, private credit, infrastructure, green investments, natural assets, real estate, and asset finance.
We love hearing from anyone inspired to build a better future with us, if youre excited about the role or working at Macquarie we encourage you to apply.
Our commitment to Diversity, Equity and Inclusion
We are committed to providing a working environment that embraces diversity, equity and inclusion. As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including color and ethnic or national origins), religion or belief.

About Macquarie

A career at Macquarie means youll have the opportunity to develop new skills, explore interesting fields and do challenging work that will impact the lives of people around the world-whether its accelerating the green energy transition, helping sustain global food supplies, finan ing social housing projects or investing in essential infrastructure. At Macquarie, were empowering people to innovate and invest for a better future.
Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.
Find out more at

Job no: MAM-976205
Work type: Permanent – Full time
Location: Philadelphia
Category: Senior, Asset Management, Compliance, Legal & Regulatory
Group: Macquarie Asset Management
Division: Risk
Recruiter: Janie Yellitz
Opening Date: 05/4/2024

All qualified applicants will receive consideration for employment and will not be discriminated against on the basis of race, color, religion, sex, sexual orientation, national origin, age, disability, or protected veteran status. Macquarie takes affirmative action in support of its policy to hire and advance in employment individuals who are minorities, women, protected veterans, and individuals with disabilities

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